Serves as an advisor to provide an advice-based approach to financial solutions for an assigned book of business.
Actively solicits new and existing investments and insurance solutions from mass affluent customer segments,
Based on individualized needs analysis, prepares recommendations for customized financial solutions to current and potential customers.
Profiles customers and deliver recommendations to ensure these needs are met.
Uses sales tools and modules to conduct the analysis and offer the best advice and products and customer understanding of solutions.
Delivers a diversified set of brokerage, investment, and insurance and advice-based solutions with a financial planning mindset to meet the individualized investment needs of current and potential customers.
Increases assets under management by offering investment and insurance solutions to clients and leveraging partnerships in Retail, Business Banking and Wealth to increase referrals.
Provides financial planning services by advising the customer on the advantages and disadvantages of different product decisions in alignment with their individual needs.
Meets or exceeds established sales goals for the assigned market, while meeting individual client needs and complying with pertinent policies and regulations.
Maintains and builds referral channel and develop strong partnerships to ensure investment needs of current and potential customers in assigned Market and/or branches are met or exceeded.
Understands and adheres to the company’s risk and regulatory standards, policies, and controls. Maintains internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable.