Job Details
Employer: Thorn Tree
Title: Compliance Officer (EE/AA)

Area: Cape Town

Salary: R 400 000.00 to R 460 000.00

Brief Description :

My client is a leader in the financial services and insurance sector operating in 23 offices across South Africa and on the rest of the African continent as well as significant operations worldwide.

Qualification:

B Com (Law) or equivalent

Currently registered with the FSB / Compliance Officer

In the possession of all appropriate SAIFM Compliance certification

Experience, Skills and Competencies Requirements

* 3 - 5 years compliance related experience in the financial services industry
* Working knowledge and application experience of Financial Markets Legislation would be an advantage
* Sound decision and judgment making under pressure
* Excellent negotiation skills and diplomacy
* Operate at both a detailed and strategic level
* Excellent verbal and communication skills
* Ability to operate as a team leader or in a support role, depending on the activity
* Computer literate in MS Office and JSE BDA system knowledge essential
* Experience within Private Wealth Industry
* High level of accuracy
* Excellent communication and interpersonal skills
* SA citizens only

Brief Key Performance Areas

* Liaising with regulators
* Training of employees on compliance and new legislation
* Establishing and updating of the Compliance Manual and other procedure manuals
* Incorporating new legislation into existing structure
* Determine Statutory and Management requirements applicable to different business areas
* Formulating and implementing Risk Management Plans
* Drawing up and implementing policies and procedures on FICA, FAIS, Financial Markets Act etc.
* Monitoring compliance and adherence with rules, regulation, policies, procedures and limits
* Interact with Group Companies

For more information, please call 021 557 4952 or email ccoetzee@thorntreegroup.co.za

If you have not had any response in two weeks, please consider your application unsuccessful.

Apply before Monday, October 15, 2018 - 22 Days left Companies may expire jobs at their own discretion. If you have not received a response within two weeks, your application was most likely unsuccessful.
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