Job Details
Employer: Thorn Tree
Title: Compliance Officer (EE/AA)

Area: Cape Town

Salary: R 400 000.00 to R 460 000.00

Brief Description :

My client is a leader in the financial services and insurance sector operating in 23 offices across South Africa and on the rest of the African continent as well as significant operations worldwide.


B Com (Law) or equivalent

Currently registered with the FSB / Compliance Officer

In the possession of all appropriate SAIFM Compliance certification

Experience, Skills and Competencies Requirements

* 3 - 5 years compliance related experience in the financial services industry
* Working knowledge and application experience of Financial Markets Legislation would be an advantage
* Sound decision and judgment making under pressure
* Excellent negotiation skills and diplomacy
* Operate at both a detailed and strategic level
* Excellent verbal and communication skills
* Ability to operate as a team leader or in a support role, depending on the activity
* Computer literate in MS Office and JSE BDA system knowledge essential
* Experience within Private Wealth Industry
* High level of accuracy
* Excellent communication and interpersonal skills
* SA citizens only

Brief Key Performance Areas

* Liaising with regulators
* Training of employees on compliance and new legislation
* Establishing and updating of the Compliance Manual and other procedure manuals
* Incorporating new legislation into existing structure
* Determine Statutory and Management requirements applicable to different business areas
* Formulating and implementing Risk Management Plans
* Drawing up and implementing policies and procedures on FICA, FAIS, Financial Markets Act etc.
* Monitoring compliance and adherence with rules, regulation, policies, procedures and limits
* Interact with Group Companies

For more information, please call 021 557 4952 or email

If you have not had any response in two weeks, please consider your application unsuccessful.

Apply before Monday, October 15, 2018 - 22 Days left Companies may expire jobs at their own discretion. If you have not received a response within two weeks, your application was most likely unsuccessful.
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